Head of Compliance - 1432

Isle of Man

Jobs Finance

Head of Compliance - 1432


Are you passionate about driving change and making a difference within a business where Quality is key? This is a great opportunity for a Head of Compliance to join a fantastic company on a part time basis as it enters an exciting period with plenty of opportunities for growth and progression!

• Chairing and acting as secretary on the Risk Management Committee, including preparing packs and minutes
• Assist the firm with review of prospective new business providing guidance in respect of, client due diligence and risk assessments
• Assessing and recommending amendments to internal systems and controls as well as policies and procedures to facilitate compliance with regulatory framework
• Conduct the Compliance Monitoring Programme ensuring timely report of findings and follow up to ensure remediation
• Prepare board packs
• Updating the BRA/TRA as required
• Providing timely regular compliance and risk reports to the board including an update on all key compliance matters, review of registers, resource levels, changes in regulations, updates on compliance projects, high risk client matters and any other compliance matters which need to be reported to the board
• Managing and overseeing risk management projects
• Provide support and training to staff to guild risk awareness within the organisation
• Liaising with the IOMFSA as appropriate
• Responsible for FSA returns including ARR/Annual Statistical/CAR
• Draft and revise company policies and procedures

Act as Data Protection Officer including:
• Responsible for the firm’s data protection strategy and implementation
• Create best practice governance systems, GDPR policies and procedures
• Training employees on GDPR compliance requirements
• Conducting regular assessments and audits to ensure GDPR compliance
• Serving as the point of contract between the company and the relevant supervisory authority
• Responding to data subjects’ requests
• Signing off on Client Periodic Reviews

To apply or to discuss in complete confidence contact us on 0044 1624 629676 or email vacancies@recruitmentworks.im

ID #5312 Location Isle of Man Job Sectors Finance Type Permanent Role Head of Compliance - 1432 Career Level Senior Salary Circa £60,000

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Contact Details

2nd Floor, 12-14 Ridgeway Street, Douglas, IM1 1EN +44 (0)1624 629676 Facebook LinkedIn Twitter Instagram
Company Number:Registered in the IOM 128875c. Vat Number:GB004343327 Registered Address: 2nd Floor, 12-14 Ridgeway Street, Douglas, IM1 1EN
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